Almaz Zelleke, ³Basic Income
in the United States: Redefining Citizenship in the Liberal State,² forthcoming
in Review of Social Economy 63
(2005), and Michael Lewis, Steven Pressman, and Karl
Widerquist, eds., The Ethics and Economics of the Basic Income Guarantee (Ashgate 2005).
Abstract:
This
paper examines citizenship-based arguments for work-conditioned welfare and
basic income. I argue that the most common citizenship-based justifications for
work requirements—the paternalistic and civic republican arguments—are
flawed because of their selectivity, and that the only defensible
citizenship-based justification for work requirements is the socialist model, which enforces work requirements universally on
all. I offer as a liberal alternative a radically pluralist notion of citizenship, with a kind of universal
economic suffrage at its core, to justify an unconditional basic income in the U.S.
Keywords:
basic
income, guaranteed minimum income, workfare, citizenship, welfare, work
1.
Introduction
In
the United States, the debate over welfare reform has been dominated by those
who believe welfare should be conditional on work. This domination holds both
at the level of policy, with the passage of the 1996 Personal Responsibility
and Work Opportunity Reconciliation Act (PRWORA), and at the level of theory,
with almost all welfare analysts, liberal and conservative, united on the
importance of integration of poor adults into the workforce as a condition not
only of liberation from poverty but also as a prerequisite to full and equal
citizenship. This argument holds sway in the U.S. not only because of its
relatively full employment economy, but also because of its founding image as
the land of opportunity where no barriers stand in the way of those who would work
hard to achieve social, political, and economic liberty. Even among analysts of
the American left who believe that this image is mythical for many Americans,
for reasons of race, education, or socio-economic background, it is hard to
find any who advance an alternative conception of citizenship and independence
that does not include paid employment as an essential element.
The
re-emerging U.S. debate over basic income—a guaranteed minimum income
distributed to each citizen as a right—stands alongside the debate over
welfare reform, intersecting with it at certain points, especially over the
question of conditionality on work requirements. Basic income has a broader
scope than the welfare system, targeting many citizens not currently defined as
poor or welfare-eligible, but like the welfare system its greatest effect,
should it be enacted, would be on the poor. And as in the debates over welfare
reform, the question of work requirements for recipients of basic income is a
central one.
In
one sense, the debate over work requirements for basic income in the U.S. might
seem to be settled. The Earned Income Tax Credit (EITC) approximates a modest
conditional basic income for families with children—no more than $4,204
for families with at least two children, with up to another $1000 per child
under the Child Tax Credit.[1]
All in all the federal benefit comes to less than $2,000 on a per person basis
in the most generous case, with some additional EITC benefits available in a
few states. The EITC aims to reward the work effort of low-income workers, to
boost their wages without economically-distorting wage subsidies, and to make
even low-income work more attractive than welfare benefits. The EITC is a
favored policy of American welfare theorists who argue that employment must be
the foundation of a multi-pronged attack on the problem of poverty, even if
low-wage jobs cannot by themselves lift the poor out of poverty. David Ellwood
(1988), whose slogan is ³making work pay,² is the exemplar of this approach,
but he is not alone. And though it is not characterized as a basic income, the
EITC is a conditional cash grant that modestly achieves some of a basic
income¹s goals.
If
this is the case, should basic income advocates concede the matter, drop the
push for unconditionality, and settle instead for a conditional basic
income—in effect, an expanded EITC with some administrative modifications
to increase take-up, and with funding at a higher level? Perhaps, but it is
premature to concede the conditionality issue just yet. What basic income
advocates have yet to do is present a positive account of a non work-centered
notion of liberal citizenship that surpasses the work-centered notion currently
dominant in the U.S. And while it is the debate in the U.S. that has the most
to gain from this effort, it has implications for western Europe as well, where
the more advanced debate over basic income is increasingly dominated by those
who advocate a basic income conditional on a social contribution or
participation requirement, in effect a weak work requirement that, while more
liberal than a strict work requirement in intention, suffers from the same
inegalitarian effects of selectivity.
In
this paper, I examine arguments for work-conditioned welfare and basic income.
I focus here on arguments for work requirements that extend beyond the terms of
the traditional welfare debate, where work requirements can be seen as the
price the poor pay for benefits redistributed from the middle class and the
wealthy, because the scope of an unconditional basic income extends beyond the
poor and must be justified in a manner that goes beyond alleviating poverty.
Therefore, I review and critique arguments about work and participation
requirements which advance a definition of citizenship. A review of arguments
for conditionality and the theories of citizenship they posit shows what
advocates of unconditionality have yet to do in making the case for basic
income. Arguments from distributive justice, the kind that dominate the basic
income debate (e.g. Van Parijs 1995), go only so far in making the case for an
unconditional basic income; a compelling and persuasive account of the kind of
society and citizenship to which it leads is necessary for the justification to
be complete. To address this omission, I offer as a liberal alternative a
radically pluralist notion of citizenship with a kind of universal economic
suffrage, made possible by an unconditional basic income, at its core. This
proposal may not sway those who do not share the inclination toward a liberal,
indeed a libertarian, foundation for society and social policy, but the analogy
I posit between the political and economic spheres should, at the least,
challenge supporters of work requirements to address the inequities in their
own conceptions of citizenship that underlie and justify their calls for work
requirements. In what follows, I argue that the most common citizenship-based
justifications for work requirements—the paternalistic and civic
republican arguments—are flawed because of their selectivity, and that
the only defensible citizenship-based justification for work requirements is
the socialist model, which applies universally to all. Therefore, the choice
for basic income advocates is not between conditionality and universality, but
between the two starkly different forms of universality embodied in the
socialist and liberal alternatives.
2.
Citizenship and Work Requirements
The
citizenship-based arguments for work-conditioned welfare and basic income fall
into three categories that can be summarized as follows. The paternalistic
argument sees work as the solution to the ³pathology² of poverty—a
deficit that inheres either in the character of the poor themselves, the social
and economic climate in which they are mired, or the structure of the welfare
system (e.g. Mead 1986 and 1992, Wilson 1987, and Murray 1984, respectively).
Whatever the locus of the ³pathology,² advocates of this view regard paid work
as the means for the poor to achieve the ³independence² that welfare dependency
precludes and that is necessary for full citizenship in contemporary society.
The civic republican argument also sees paid work as the path to full
integration into society, but its advocates emphasize the ideal of reciprocity
as the basis for conditioning income benefits on paid work. In their view, full
citizenship requires not independence but participation in a web of mutual
dependence in which some may require supplemental assistance, but beneficiaries
are seen to be doing their part toward contributing to society¹s (paid) work
(e.g. Gutmann and Thompson 1996, Kaus 1992, and White 1997). Finally, the socialist
model posits citizenship based on each taking part in society¹s paid, public
work as well as having access to whatever benefits they need. In this model,
both benefits and obligations are universal and not, as in the first two
models, distributed according to economic class or status (e.g. Gorz 1992,
1986, 1994b, 1989). I examine each of these arguments for work-conditioned
benefits in turn.
A. The
Paternalistic Argument for Work Requirements
The
paternalistic view of welfare and entitlements for the poor dominates the
debates about welfare in the U.S. and is embodied in current American welfare
policy. It is characterized by its belief in the power of paid work to address
what it views as the ³pathology² of poverty. Its different strains vary as to
whether they locate that ³pathology² in the character of the poor, their
environment, or in the system of benefits, incentives, and disincentives of the
pre-PRWORA reform welfare system. But they share the emphasis on paid work as
the way to address it.
In
the U.S., Lawrence Mead is the strongest advocate for conditioning welfare
benefits on work, and one of those who advances an explicitly work-centered
notion of citizenship. Mead argues that the entitlement theory of
citizenship—the one he argues was embedded in the pre-PRWORA reform
welfare system—is harmful to the poor, and to the greater society.
Without the discipline imposed by social obligations, he claims, the poor
cannot exercise the self-government that is the foundation of freedom (Mead
1986:88-89). The social obligation that concerns Mead most is the obligation to
work, at least in return for monetary benefits like welfare payments. Mead focuses
his attention on work for three reasons. First, he believes steady work to be
the best reliable means of escaping dependence on the government for
subsistence, if not for escaping poverty itself (Mead 1992:60). Second, he
argues that sufficient work is available for the unskilled unemployed, who are
able to reject undesirable low-wage jobs when benefits are not contingent on
their acceptance (Mead 1986:70-76 and 1992:12). Third, he believes that there
is a national interest in enforcing low-wage work (Mead 1986:153-54).
Mead
refers to work as a means to ³integration² of the poor, and he means it in both
a racial and a social sense. Mead suggests that the poor, especially poor
blacks, have different values from the mainstream of American society. Enforced
work requirements achieve physical integration by bringing poor blacks into
contact with the working (white) majority, and cultural integration by
enforcing dominant values (Mead 1986:254-56). Mead¹s views on work requirements
are filtered by his understanding of the ends of democratic government. While
we privilege freedom in our political culture, he says, true freedom requires
an underlying order and the government¹s willingness to be authoritative rather
than permissive where necessary; social policy is one means of achieving this
order (Mead 1986:6-7). Mead argues that a consensus around a ³new paternalism²
has emerged, and the American government no longer shies away from imposing
paternalistic programs on welfare recipients, teenage mothers, drug abusers,
the homeless, and other social ³outsiders,² nor from the need to inculcate
among its citizens the values that used to be fostered by the family (Mead
1997, 1998, 1992:181-84).
While
Mead¹s policy recommendations target poor and disadvantaged members of society,
his political theory has a broader focus and purpose. His vision of democratic
society as a unified, homogeneous, and disciplined citizenry working toward a
common set of goals chosen, or at least ratified by the majority, puts him
firmly in the conservative tradition of paternalism. His commitment to the
integration of the mostly minority poor into mainstream society is bounded by
his unwillingness to address the structural explanations for contemporary
poverty in America, including racism, gender inequality, or the organization of
the economy, or indeed to contemplate a genuinely pluralist vision of American
society. What he advocates is a paternalistic integration, rather than an
egalitarian one, with equal respect earned only by those who prove themselves
through hard work and obedience to dominant norms.
The
paternalistic argument depends in large part on the idea of economic
³independence.² Mead endorses continued economic dependence on government
benefits for those who work but are still poor, calling into question the value
of the independence ostensibly conferred by paid employment (Mead 1992:60).
Furthermore, economic independence can be achieved through one¹s own efforts,
the efforts of a spouse or partner, or the efforts of a forebear or other
benefactor. Because this independence can derive from gifts or inheritance it
bears no necessary relation to the character of the individual. In the case of
marriage, this ³independence² relies on the dependence of one spouse or partner on the other, shifting the
locus of independence from the individual to the household, and the object of
dependence from the community to an individual partner.
Nancy
Fraser and Linda Gordon, in their article ³A Genealogy of ŒDependency¹² (1997),
trace the shifting connotations of the term from its description of the normal
state of most of the preindustrial population, through the revolutionary
valorization of independence and its adoption by wage earners to distinguish
themselves from dependent slaves, paupers, and women despite their own economic
dependence on employers, to the rise of its current pejorative sense as an
individual pathology rather than a structural social condition. Fraser and
Gordon argue that ³unreflective uses of this keyword serve to enshrine certain
interpretations of social life as authoritative and to delegitimate or obscure
others, generally to the advantage of dominant groups in society and to the
disadvantage of subordinate ones² (Fraser and Gordon 1997:123). This is clearly
the case in the arguments of paternalists like Mead who, forced to acknowledge
that even full-time work cannot guarantee a level of economic independence
sufficient to obviate supplementation from the state, claims that some residual
dependency on welfare benefits is allowed for those who play by society¹s rules
by working for below subsistence wages. But how can we endorse economic
independence as an essential quality of citizenship if it remains out of reach
not only of those who choose not to work or who are unable to work but of some
who work full-time? Work requirements for the poor do not lead to a genuine
independence, but only to a form of ideologized independence that obscures
their structural subordination in the contemporary economy.
Furthermore
paternalism, by valorizing the ideologized independence of the wage earner,
gives insufficient consideration not only to alternative lifestyles that fall
outside of society¹s dominant norms, but to important ways of life that fall
within them. It is not only the poor single parent, deemed deviant from the
norm by the lack of a partner, who suffers in comparison to the ³independent²
wage earner, but also the married parent who withdraws from paid employment to
care for children and depends economically on her or his spouse. The caregiving
spouse¹s ³independence² is even more tenuous than the wage earner¹s, dependent
both on the wage earner¹s employer and the wage earner¹s affections (see Moller
Okin 1989:134-69). The paternalist model fails adequately to address either of
these important dependencies or to reconcile them to the ideal of independence
it seeks to advance.
B. The
Civic Republican Argument for Work Requirements
The
civic republican argument for work requirements is more egalitarian than the
paternalistic argument, and less overtly class-based. Its advocates also value
adherence to shared norms, especially to the ideal of reciprocity. But they
recognize the limits of work-based ³independence² and characterize the ideal
social condition instead as one of mutual dependence.
Two
advocates of this view, Amy Gutmann and Dennis Thompson, reject the
paternalistic rhetoric of dependency and advocate selective work requirements
for welfare beneficiaries on the basis of the ideal of reciprocity (Gutmann and
Thompson 1996). They argue that income supports are made possible by those who
participate in productive economic activity, and therefore it is wrong for
beneficiaries to refuse to participate in the ³scheme of fair social
cooperation² that makes such supports possible (Gutmann and Thompson
1996:279-80). Societies which provide income supports ³cannot be neutral
between ways of life that contribute to economic productivity and those that do
not² (Gutmann and Thompson 1996:280). But reciprocity requires also that society
provide some of the conditions necessary to make work a possibility for the
poor. ³Fair workfare,² as Gutmann and Thompson term it, requires government
action similar to that advocated by David Ellwood: ³making work pay² through an
expanded EITC, a system of enforcement and government guarantee of child
support, and full employment policies (Gutmann and Thompson 1996:294). ³The
obligations of welfare should be mutual: citizens who need income support are
obligated to work, but only if their fellow citizens fulfill their obligation
to enact public policies that provide adequate employment and child support²
(Gutmann and Thompson 1996:276).
Like
Mead, Gutmann and Thompson believe work to be one of the foundations of
citizenship, a ³necessary condition to social dignity² (Gutmann and Thompson
1996:293), although they are ambiguous about whether that work must be paid
employment outside the home.[2]
They argue that those who are wealthy enough to choose not to work may be
judged lacking. ³If they choose to exempt themselves from a scheme of social
cooperation, they may rightly be denied the equal respect of citizens who are
motivated to support social cooperation² (Gutmann and Thompson 1996:280). They
argue that such a view of work might lead to steeper inheritance taxes being
imposed on the wealthy, but these taxes are not part of their program of fair
workfare. Thus, while the wealthy may be denied respect, the poor may be forced
to work, as long as the conditions of fair workfare have been met.
Both
the paternalistic and civic republican argument for work-conditioned welfare
benefits attempt to justify selective work requirements in return for welfare
benefits in order to support and advance dominant social norms, while conceding
that these norms are not universally adhered to, nor can they be universally
enforced. By focusing on poverty, its advocates are able to endorse work as a
solution to the problem of poverty without affecting the lifestyle choices of
more affluent citizens, or the underlying inequalities of a system that allows
some to choose work or leisure and others to have no choice.
The
civic republican argument for selective work requirements is more attractive
than the paternalistic argument because the ideal of reciprocity seems to treat
all citizens as worthy of respect and care, and it avoids the illusion of an
ideologized independence in favor of recognizing our mutual dependence across
society. But reciprocity is too general a principle to specify particular
obligations like paid employment in return for welfare benefits. It falls
victim to two criticisms in particular. First, those who do unpaid work in the
home or in the community certainly participate in the scheme of social
cooperation and contribute to society¹s prosperity, whether the contributors
are part of a household with a paid worker or not.
This
objection can be answered by the substitution of participation requirements for
work requirements. Advocates of participation requirements want to recognize
the contributions to society made by some of those who choose not to work.
Thus, they endorse the notion of enforcing, or at least promoting, reciprocity
for society¹s benefits, but wish to expand the range of activities that count
towards a social contribution beyond paid employment.
Anthony
Atkinson, a British economist, proposes abandoning welfare programs in favor of
a participation income, a basic
income conditional on a ³social contribution² broadly defined to include
caregiving, studying, volunteer work, and looking for work; working in paid or
self-employment, or being excused due to illness, disability, or reaching
retirement age (Atkinson 1995b, 1998, 1995a: 302-03). Atkinson views the
participation income as a compromise between basic income and means-tested
benefits, because he believes that an unconditional basic income is politically
unfeasible. He sees the conditionality of the participation income as much less
objectionable than welfare means-testing because the definition of
participation is so broad that most would qualify, and the positive connotation
of qualifying for benefits would encourage all to seek them, as is not
currently the case for Britain¹s welfare programs, which do not reach all who
qualify (Atkinson 1996:94, Atkinson 1998:146).
Advocates
of participation requirements succeed in resolving one objection to the civic
republican model, by expanding the definition of social contribution to include
forms of socially useful activities other than paid employment. But they fail
to resolve the problem of selectivity. All members of contemporary society with income of any kind receive
monetary benefits in the form of tax credits and exemptions for certain kinds
of income or expenses. If the recipients of welfare must work to reciprocate
for their monetary benefits, why not the recipients of other tax system
benefits, like the mortgage interest deduction, or Social Security spousal
benefits, or those who send their children to public schools? Those who are
able to claim such benefits without having earned income might give them up before submitting to a work
or participation requirement, but the fact remains that society engages in many
forms of economic distribution that benefit classes of individuals without
submitting each to a work or participation test. If reciprocity is the guiding
principle, why should the work test be reserved for only one class of
beneficiaries?
C. The
Socialist Argument for Work Requirements
The
socialist model answers that work in the public sphere is a universal obligation of all citizens, and income supports a universal right. One version of this argument can be found in
the work of André Gorz in the 1980s and 1990s.[3]
Gorz
argued that the increasing mechanization of many forms of production, the
consequent substitution of capital for labor in the manufacturing sector, and
the growth of the service sector would lead to two potential divisions taking
hold in society. The first is the division of society into those who work and
those who do not (or who do not work outside the home) but are supported by
welfare payments financed by those who work. The second is the division between
those who have ³good² jobs—jobs that are productive, stimulating, and are
located in the public sphere—and those who have ³bad² jobs located
primarily in the private sphere, jobs that provide personal services for those
who can afford them and no longer have the time to perform them themselves,
such as child care and housecleaning (Gorz 1992, 1986, 1994b:44-52,
1989:153-57). Gorz termed these divisions the ³South Africanization² of the
economy, referring to the old apartheid economy¹s division of society into a
small group of well-paid workers and professionals and a large group of
poorly-paid servants and low-skilled workers (Gorz 1989:156). Gorz also noted
that the extension of equal opportunity to women intensifies this division,
allowing a minority of women to participate in the professional economy while
domestic work is further shifted to low-paid service workers (Gorz 1986:7).
Here
Gorz differed markedly with most American welfare theorists, who argue that any
kind of employment carries dignity and admits the individual into the sphere of
independent citizenship. Gorz rejected this idea unequivocally, arguing that
only productive work in society, as opposed to reproductive work, which
traditionally has taken place in the private sphere, engenders
³independence²—that is, liberation from personal dependence (Gorz
1992:181-82, Gorz 1989:13-15, 206, Gorz 1994b:34-35, 48-50; see also Gorz
1994a, and Gorz 1985.). To decrease unemployment without increasing the number
of service workers and to insure a livable wage for all members of society,
Gorz proposed job-sharing through a reduction in working hours, together with a
citizen¹s income to supplement the reduction in earned income.
Gorz
believed that a program of job-sharing and a citizen¹s income was economically
feasible (Gorz 1994b). But he also believed it was the only welfare reform
program consistent with the full dignity and citizenship of all members of
society. With paternalists and civic republicans, he argued that ³public
citizenship² entails an obligation to contribute to society in addition to a
right to benefit from its fruits (Gorz 1992:179-80, Gorz 1989:205). But he saw
the private sphere in which individuals take care of themselves and their loved
ones as falling outside the sphere of work. As a result, Gorz opposed the
increasing ³outsourcing² of caregiving, entertainment, education of young
children, and other formerly private activities and did not consider jobs in
these areas to be consistent with public, or social citizenship (Gorz
1986:9-11; see also Gorz 1994b:169.). Gorz was concerned with reshaping not
only the welfare state but with using its reform as a foundation for reshaping
the structure of social and economic life to advance individual freedom and an
ideal of social citizenship. In contrast to those in the paternalistic and
civic republican traditions, Gorz as a socialist was prepared to enforce public
work requirements on all citizens.
Gorz
made a persuasive case for liberating many low-skilled and unpaid service and
domestic workers from what are often socially isolating positions without much
chance of advancement, and for giving each citizen the opportunity to feel the
kind of pride that only earning a paycheck can bring. But like the
paternalistic and civic republican advocates of work requirements, he imposes a
uniform view of what activities are valued and rewarding on all citizens,
rather than letting individuals choose for themselves. Universal work
requirements are fair in the sense of being egalitarian, but this is not a
liberal solution.
Those
who argue for participation requirements, like Atkinson, paint a more
attractive picture of recognition for currently unpaid social contributions
without requiring the state to get involved in job creation and allocation, and
without wading into the morass of trying to compensate caregiving and other
voluntary activities directly. Universal participation requirements redeem the
inegalitarian civic republicanism of reciprocity advocates by infusing it with
an ethic of egalitarianism and respect for the various contributions of a
diverse citizenry. Both on economic and personal grounds, the flexibility of a
broader definition of social contribution is more attractive, especially in the
American context, than a socialist economy with mandated job sharing.
Nevertheless, both the socialist model of universal work requirements and the
egalitarian model of universal participation requirements are defensible
positions to hold, and each articulates a theory of citizenship that has merit.
Should advocates of basic income then concede the issue of unconditionality and
advocate a basic income conditioned on universal participation requirements?
3.
The Liberal Alternative of Radical Pluralism
Supporters
of an unconditional basic income should not give in just yet. There is an
alternative to the socialist and civic republican (however egalitarian) ideals
that is inherent in American political and economic culture, but it requires
reframing the debate over conditionality, and overcoming leftist distaste for
the institution of the market.
The
first step is to break the hold of poverty and welfare analysts on the debate
on conditionality, despite the fact that no American who advocates for basic
income can do so without keeping the poor in mind. The motivating impulse
behind the work of basic income advocates is in large part the elimination of
the poverty that persists in the richest societies in the world. As Philippe
Van Parijs notes, the institution of basic income can be seen as the
culmination of the welfare state, necessitated by the recognition of the limits
of all previous safety net structures (Van Parijs 1992a:465-66). But an unconditional basic income is not an incremental change in welfare
policy, it is a revolutionary change in our understanding of democratic
citizenship. ³The introduction of a basic income is not just a feasible
structural improvement in the functioning of the welfare state; it is a profound
reform that belongs in the same league as the abolition of slavery or the
introduction of universal suffrage² (Van Parijs 1992b:7). If the ³real
libertarian² entitlement argument that Van Parijs advances is right, surfers
are no less deserving of a basic income than double-shift parents, since we are
under no moral obligation to use what is legitimately ours in any
socially-approved manner. But the radical pluralism implied by this view requires additional if it is to
survive the critique of those who claim that work or participation requirements
are an essential element of citizenship. Assuming a basic income could be
instituted in the U.S., why not make it conditional on work or participation
requirements?
American
society offers two institutions as examples of radical pluralism to which we
can appeal for a more liberal vision of what an unconditional basic income
could accomplish: the market economy and the democratic polity. As many basic
income advocates have noted, basic income, or its close cousin the negative
income tax, is the favored form of welfare benefit of many economists of
varying political stripes, including Milton Friedman and James Tobin in the
U.S., among others. Many economists prefer basic income to categorical grants,
wage supplements, or large-scale governmental job creation because basic income
interferes less with the efficient functioning of the market than these other
alternatives, even with the higher marginal tax rates necessary to finance it.
Even Friedrich von Hayek, the most passionate defender of laissez-faire
economics, wrote positively about redistributive measures that do not interfere
with the market¹s allocative function (Hayek 1979:54-56).
But
market considerations do more than merely give a green light to basic income as
an acceptable form of welfare. The free-market economy derives its legitimacy
not only from the high standard of living it enables, but from the liberty it
provides those who participate in it to pursue their own preferences, subject
to the constraints of their own resources and what they can trade for with
others. The free market leads to better outcomes—outcomes more closely
matched to individual preferences, that is—than other economic systems.
This is true on condition that each begins with something to trade. It is no
accident that philosophical analyses of property rights, distributive justice,
and exploitation begin with scenarios of natural resources divided equally
among the population. The equal division of resources which one is then free to
trade according to one¹s preferences makes intuitive sense. The trouble begins
when unforeseen events alter preferences when resources have already been
allocated, or when offspring come along and find themselves constrained by a
previous generation¹s choices. How do we recreate the initial egalitarian
distribution to preserve the legitimacy of the market once we leave the ideal
state?
There
is no way to do so completely, at least without fatally disrupting the workings
of the market and severely limiting the scope of individual freedom, but basic
income can be seen as a partial solution. It need not (re)create a completely
egalitarian distribution to have significantly egalitarian—and
democratic—effects, providing each individual with renewable resources to
save, consume, or invest as he or she sees fit. This maintains for each an
inalienable right to participate in the economy, much as the democratic system
maintains our inalienable right to participate in politics. We make no claim
that all citizens have equal
political power in a democracy; representative democracy in fact ensures that some—those we
elect—have more power than the rest of us. But the right to vote together
with periodic elections means that however foolishly we ³spend² our votes in one
election, we still get to vote in the next election, which is never too far
off. The market is no less important a sphere of citizenship than the polity,
and the ground rules should be similarly egalitarian. No less, and perhaps no
more.
I
characterize this approach as radical pluralism, because it has no place for
any constraints on what recipients may do with their basic income, just as
there are virtually no constraints on what one may do with earned income; nor
does it have any place for restraints on qualification, just as there are
virtually no qualifications required for citizens to vote. It should go without
saying that a market-based approach to justifying basic income cannot be
conditional on work, since only market pricing and individual preferences for
more income than basic income provides should determine who works and who does
not, and because economic autonomy requires a more even balance of power
between employers and employees than would be fostered by enforced work. Under
this approach, basic income provides some compensation for the unpaid
caregiving and voluntary activities envisioned in the participation requirement
advocated by Atkinson and others, but it also requires us to endorse the rights
of fellow citizens to behave badly, squandering their basic income on lottery
tickets and liquor, or surfboards and tickets to Malibu. Most importantly, an
unconditional basic income allows each citizen to have a role in shaping social
mores as well as to pursue individual goals, helping to determine what we view
as the ³normal² balance of paid work, unpaid caregiving, and leisure, and the
appropriate division of labor between the sexes. In this way, an unconditional
basic income is not a prioritization of the individual good over the common good,
but an alternative approach to achieving it that values the contributions and
life choices of all individuals, including the poor and those who do not
conform to dominant mores.
4.
Conclusion
What
I have presented here is only the framework of the case for a radically
pluralistic notion of citizenship, to counter the paternalistic, civic
republican, and socialist notions that currently dominate the basic income
debate. What paternalism, civic republicanism, and socialism share is a
willingness to impose constraints on the liberty of individuals in order to
achieve patterned outcomes. This conflicts with the libertarian ethos which so
clearly underlies the American economic and political spheres, and to a degree
its social sphere as well. To be sure, libertarian capitalism is a mixed
blessing, responsible for so much of the inequality and insecurity the welfare
state is designed to mitigate, but responsible also for the surplus that makes
a generous welfare state, or basic income, a possibility. But pairing a
libertarian economic sphere with a paternalistic social sphere seems like the
worst of both worlds. Liberal supporters of basic income must offer an
attractive alternative vision of a pluralistic society in which all citizens
have a guaranteed and unalienable minimum of economic, as well as political
autonomy to make an unconditional basic income a political possibility in the
U.S.
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[1]The EITC is available to low-income workers without children, but at such a low level—a maximum of $382 for incomes up to $11,230 ($12,230 for married couples)—as to be considered trivial.
[2]They say both that poor parents with young children should be required to work outside the home, and elsewhere that ³having a job² includes working in the home in a household where others work outside the home (Gutmann and Thompson 1996:297-98, 293).
[3]André Gorz occupies a distinct position in the debate on basic income and work requirements, as he argued vehemently against an unconditional basic income for many years, but now argues in favor of it. His long-held position advocated both a universal obligation to work and a basic income; that is, he supported both compelling employment outside the home and to a certain extent decoupling income and employment.